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AML & CFT Policy

Last updated: 2/20/2026

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1. POLICY STATEMENT

ExoraPrime maintains a zero-tolerance approach to financial crime.

We implement robust internal controls designed to prevent, detect, and report suspicious activities in accordance with international AML/CFT standards.

2. SCOPE

  • All clients and account holders
  • All trading platform users
  • Business partners
  • Employees and contractors

3. REGULATORY FRAMEWORK

  • FATF Recommendations
  • International AML/CFT standards
  • Sanctions and counter-terrorism laws
  • Data protection regulations

4. CUSTOMER DUE DILIGENCE (CDD)

4.1 Identification

  • Government-issued photo ID
  • Proof of residential address
  • Selfie verification / Biometrics
  • Corporate documentation

4.2 Enhanced Due Diligence

  • Politically Exposed Persons (PEPs)
  • High-risk jurisdictions
  • High-volume transactions
  • Complex ownership structures

5. RISK ASSESSMENT

Ongoing assessments based on profile, geography, and transaction behavior.

6. MONITORING

We monitor unusual patterns, high-value transfers, and inconsistent trading behavior.

7. SANCTIONS

Ongoing screening against UN, OFAC, EU, and UK sanctions lists.

8. PROHIBITED

  • Anonymous accounts
  • Unverified third-party payments
  • Illegal funds
  • Shell banks

9. REPORTING

We file Suspicious Activity Reports (SAR) with authorities and may freeze accounts. "Tipping-off" is strictly prohibited.

10. RECORDS

Identification documents and transaction records are retained for a minimum of five (5) years.

11. TRADING ACCOUNT MONITORING

For trading account activity:

  • Trading activity reviewed for anomalies
  • Volume manipulation checks
  • Suspicious trading behavior analysis

Compliance Review

Withdrawals may be withheld during compliance reviews. Trading accounts are subject to ongoing compliance checks.

12. Internal Controls

Internal compliance controls, staff training, and periodic reviews.

13. Data Protection

All AML data is processed in accordance with our Privacy Policy.

14. Cooperation

We cooperate fully with financial intelligence units and law enforcement.

15. CONTACT INFORMATION

ExoraPrime

Registered Office

Ground Floor, The Sotheby Building,

Rodney Village, Rodney Bay,

Gros-Islet, Saint Lucia